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SEC to Entertain Late Filing on Renewal of Registration for CMOs from May 1 to May 31st, 2021

May 11, 2021   •   by   •   Source: Proshare   •   eye-icon 531 views

Tuesday, May 11, 2021 / 02:42 PM / bySEC Nigeria / Header Image Credit: SEC Nigeria

 

The Securitiesand Exchange Commission (SEC) wishes to inform all registered Capital MarketOperators (CMOs) that in line with the requirements for renewal ofregistration, all CMOs are required to complete the renewal process on orbefore April 30, 2021.

 

Consequently,all CMOs are expected to note the following;

  1. Late filingfor renewal of registration shall only be entertained from May 1, 2021 to May31, 2021.
  2. The names ofCMOs which have renewed their registration shall be published on the SECWebsite/National Daily Newspapers and communicated to the relevant SecuritiesExchanges and Trade Associations for their notification.
  3. CMOs yet torenew their registration after May 31 2021, shall not be eligible to operate inthe capital market.


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