The Securities and Exchange Commission (SEC) has issued an exposure draft of the new rules proposed to the Rules and Regulations of the commission.
Summary of New Rules
- Registration Requirement for Collateral Management Companies
- Registration Requirement for Warehouse Operators
- Registration Requirement for Warehouses
- Application Form for Registration as a Collateral Management Companies
- Application Form for Registration as a Warehouse Operator
- Application Form for Registration of a Warehouse
Details of the proposal can be accessed in the attached PDF document.
Download PDF Here – Rule for Exposure October 2022